Стратегічне значення системи депозитарного обліку цінних паперів для національної безпеки держави

Abstract

Розглянуто проблеми правового регулювання системи депозитарного обліку цінних паперів. Система депозитарного обліку цінних паперів має працювати як інституціональна основа стратегічного розвитку та національної безпеки держави. Встановлено, що у депозитарній системі сьогодні діють прямі учасники – це НБУ, ЦД, депозитарні установи, депозитарії-кореспонденти, клірингові установи, фондові біржі, емітенти, торговці цінними паперами, Розрахунковий центр, компанії із управління активами, депоненти. The article researches the problems of legal regulation of depository accounting of securities. System of Depositary Registration must work as a basis for strategic development and national security. The depository system of Ukraine – a set of participants in the depository system and relations between them concerning keeping of securities; rights for securities and its restrictions. Last are set in the securities accounting system, including as a result of settlements for transactions in securities. After the enactment of the Law of Ukraine «About the depository system of Ukraine» dated July 6, 2012 System of Depositary Registration has three levels: 1) higher levels of the Central Depository and the National Bank of Ukraine; 2) the middle level of depository institutions; 3) the lower level depositors. In the depository system today the direct participants are the National Bank of Ukraine, central depository, depository institutions, correspondent depositories, clearing institutions, stock exchanges, issuers, securities traders. Over the past two years JSC «CSD» partially managed to change the outdated technology in service of JSC «Settlement Center service contracts in the financial markets.» Maintenance of an active market sale Central Depository is not the function of the depositary. CSD quite clearly holds records of issued financial instruments and provides activity accounting system of investor rights. A transition to a purely electronic form without documentary on registered securities and payments. Carried out in accordance depository servicing institutional investors, namely pension funds, insurance corporations, collective investment institutions. Perspectives of development of Depositary Registration remains: expansion of the shareholders of stable financial enterprises, investment in technological system, improvement of technical innovation system DVP. Central Depository necessary to increase the level of confidence to his side of the securities market, through investment and development.